Fisheries Branch Research Permitting

Who needs to be permitted?

Individuals Working Independently
Individuals working independently (without direct on-site supervision) must be named on all state and federal research permits needed to take both the target and by-catch species associated with the requested take activities.

Individuals Working Under Direct Supervision
Individuals working under the direct on-site supervision of the individuals described above do not need to be named on the permits.

What type of research permit do I need?

Research permits, such as Scientific Collecting Permits (SCP), Memoranda of Understanding (MOU), and federal authorizations (ESA 4(d) and 10(a)(1)(A), may be required to carry out scientific, education, propagation, and management activities in which "take" is expected to occur.

Definition of Take

State (Fish and Game Code § 86):
"Take" means hunt, pursue, catch, capture, or kill, or attempt to hunt, pursue, catch, capture, or kill.

If my research target species or incidental take (by-catch) species are…
Species Listing Status Permit Needed
Sacramento Splittail
Sacramento splittail
© T. Orear, all rights reserved
Not Listed SCP
Steelhead
steelhead
CDFW Photo
Federally Listed SCP
&
10(a)(1)(A) or 4(d)
Longfin Smelt
longfin smelt
© R. Reyes, all rights reserved
State Listed (CESA) or Fully Protected (FP) CESA or FP MOU
Coho Salmon
junenile Coho salmon
CDFW photo
State Listed (CESA) or Fully Protected (FP) & Federally Listed CESA or FP MOU
&
10(a)(1)(A) or 4(d)

Scientific Collecting Permits (SCP)

Scientific Collecting Permits

  • Title 14 § 650 / Fish & Game Code § 1002

SCPs allow take for…

Purpose
Definition
Science
Basic research, or applied research, the results of which achieve either, or both of the following:
  1. Contribute to the knowledge of wildlife biology, and/or related biological, ecological, or environmental fields;
  2. Provide research and/or management data important or necessary to promote the protection, conservation, or management of natural resources of this State.
 
Education
Formal academic instruction, informal interpretive programs, cultural or ceremonial activities, or other educational programs which includes, but is not limited to:
  1. Instruction on the conservation, biology, or ecology of the State's natural resources
  2. Interpretation of the State's natural history, including its wildlife, and their communities;
  3. Training in methods or techniques that result in the take and/or possession of wildlife in the field or laboratory;
  4. Other activities that are part of a college level course in wildlife biology, fisheries biology, or general biology and ecology.
Propagation
Captive breeding, captive rearing, and other activities that help sustain or increase wildlife populations for scientific, conservation, management, or educational purposes such as:
  1. Captive breeding, captive rearing, and other actions that may not involve captivity to promote successful reproduction as part of a department- approved recovery or conservation concern, or for scientific research purposes;
  2. Possessing wildlife in captivity for scientific research or monitoring, or to gain knowledge of techniques for reproduction, or for use in educational programs
  3. Removal of non-native, invasive, or detrimental wildlife to improve or restore ecosystem or habitat conditions, or otherwise enhance the sustainability of native wildlife or other species
  4. Management responses necessary to prevent catastrophic wildlife population losses from drought, mudslides, wildfires, disease outbreaks, and other natural or man-made disasters, or to capture, temporarily possess, and relocate wildlife to avoid harm or mortality in connection with otherwise lawful activities.

Which species can I take with an SCP?

Animals that are not listed as Endangered, Threatened, or Candidate under the California Endangered Species Act.

* May include federally listed species


SCP Fee Schedule

CDFW Shield Logo*All fees processes through:
CDFW License & Revenue Branch (LRB)
1740 N. Market Blvd.,
Sacramento, CA 95834
(916) 928-5849

For Information on Scientific Collecting Permit Fees please contact the CDFW License and Revenue Branch or visit the Scientific Collecting Permits webpage


Applying for an SCP

On May 1, 2018, the Office of Administrative Law (OAL) approved the regulatory changes affecting Scientific Collecting Permits (SCPs)(OAL regulatory file 2018-0320-05S). The regulatory changes and the Scientific Collecting Permit Portal (SCPP) became effective October 1, 2018. SCP applications are filled out in the in the SCPP.

*SCP application should be submitted 100 days prior to the requested start date*

Before you apply...

Create an SCPP login ID

To gain access to the SCPP follow the instructions (PDF) to create an SCPP login ID

Once you have an SCPP login ID, create a profile within the SCPP

  • Before creating a profile you will need to understand the role of each individual in the SCPP (See SCPP Roles below)
  • Each individual that will be named on the permit will need their own login ID and profile.
  • Please do not create login IDs and profiles for other users.
  • Detailed instructions for creating a profile can be found in the SCPP*
Determine which type of SCP you will need
  • Use the SCP Pre-Application Guide (PDF) in the SCPP to determine they type and number of permits you will need.
  • Review the General Use Authorizations prior to applying. These are predetermined standardized authorizations. If your work will be outside of the scope of these authorizations you will not be issued a General Use permit and will need to apply for a Specific Use Permit. The General Use Authorizations (PDF) can be also be viewed prior to gaining access to the SCPP.

SCPP Roles

Individual & Entity Permitholder Types

* Every User will need to create their own Login ID and their own Profile using an email address they prefer to use in the long term. The User's Login ID and Profile are tied to the email address used to create them, therefore no User should create a Login ID or Profile for anyone else.

User = any individual who will access the SCPP, and/or request to be named on a pemit (i.e., Executive Signatory, Entity Administrators, Principal Investigators, and Authorized Individuals)

Login ID = grants a User access to the SCPP (requires email address, identity verification, and password creation)

Profile = stores a User's personal data for permit applications (i.e., address, phone number, affiliation, and qualifications information)

Individual Permitholder
Role Attributes
Individual = PI
  • User is the Permitholder & Principal Investigator (PI; owns the permit)
  • Has edit rights to the application(s)
Authorized Individuals (AIs)
  • Can work independently in the field
  • Must be named in the application, and thus the permit
  • Does not have edit rights to the application(s)
Field Assistants
  • Can only work under direct supervision of the PI or an AI
  • Does not need to be named on the permit
  • Does not have edit rights to the application(s)
Entity Permitholder
Role Attributes
Entity
  • Organization, Institution, Agency, Native American tribe, or other
Executive Signatory* User who creates the entity profile (cannot be changed)
  • Has authority to act on behalf of the entity
  • Has a stable long term postion with the entity
  • Designates Entity Administrator(s) and PI within the SCPP
  • Has edit right to the entity's application(s)
Entity Administrator** User is assigned by Executive Signatory
  • Can apply for entity permits for the entity (has edit rights)
  • More than one Entity Administrator can be assigned for the entity
PI User is assigned by Executive Signatory or Entity Administrator
  • Oversees activities in the field
  • Does not have edit rights to the entity's application(s)
AIs
  • Can work independently in the field
  • Must be named in the application, and thus the permit
  • Does not have edit rights to the entity's application(s)
Field Assistants
  • Can only work under direct supervision of the PI or an AI
  • Does not need to be named on the permit
  • Does not have edit rights to the entity's application(s)

* The Executive Signatory may also be the PI.

** Executive Signatory assigns Entity Administrators from within the SCPP when creating the entity's profile. An Entity Administrator can also be assigned as the PI.


SCP Contact Information

Daniel Rinkenberg
Fisheries Branch
Daniel.Rinkenberg@Wildlife.ca.gov

CESA Memorandums of Understanding (MOU)

California Endangered Species Act (CESA) MOUs

  • Fish & Game Code § 2081(a)

CESA MOUs allow take for...

Purpose
Science
Education
Management
  • by individuals, public agencies, universities, zoological gardens, & scientific or educational institutions

Which species can I take with a CESA MOU?

Animals listed as Endangered, Threatened, or Candidate under the California Endangered Species Act

* Refer to the Endangered and Threatened Animals List and the Special Animals List for CESA and other listing status


Requesting a CESA MOU

Use the contact information below to request a CESA MOU.  A template of the necessary information needed to complete the MOU and the appropriate Department contact will be provided upon request.
 

CESA MOU Contact Information

* Additional information on CESA can be found on the CDFW California Endangered Species Act (CESA) web page.

Fully Protected Species Memorandums of Understanding (MOU)

California Fully Protected Species (FPS) MOUs

  • Fish & Game Code § 5515

FPS MOUs allow take for...

Purpose
Scientific Research

including efforts to recover fully protected, threatened or endangered species
*Activities outside this purpose cannot be permitted*


Which species can I take with a FPS MOU?

Animals listed as fully protected under Fish and Game Code § 5515(b)
Colorado River Pikeminnow  Thicktail Chub1 Mohave Chub  Lost River Sucker Modoc Sucker
Shortnose Sucker Humpback Sucker Owens Pupfish  Unarmored Threespine Stickleback  Rough Sculpin

1Presumed to be extirpated


FPS MOU Public Information Notice (PIN)

* Required prior to authorization of any Fully Protected Species MOU


Requesting a FPS MOU

Use the contact information below to request a FPS MOU. A template of the necessary information needed to complete the MOU will be provided upon request.

FPS MOU Contact Information

FBCESAPermits@wildlife.ca.gov

* Additional information on Fully Protected Species can be found on the CDFW Fully Protected Animals web page.

Endangered Species Act (ESA) 4(d) Authorizations

NOAA logo    CDFW logo
Cooperative Program between NMFS and CDFW

(Results in an annual federal authorization administered through a state program)

4(d) Authorizations allow take for...

Purpose
Scientific Research
Threatened species by approval through Final 4(d) Rules in a program that provides limits on take prohibitions in section 9(a)(1) of the ESA

What species can I take with a 4(d) Authorization?

These Federally Threatened species:

  • Chinook Salmon
  • Coho Salmon
  • Steelhead
  • Green Sturgeon

Applying for a 4(d) Authorization

Applications can be completed on NOAA's Authorizations and Permits for Protected Species (APPS) website annually. Applications can be drafted prior to submission in APPS, but can only be submitted during the application submission window. Upon approval 4(d) authorizations are valid for one calendar year (January - December).

The application submission window for the 2023 4(d) Program is now closed. The application submission window for the 2024 4(d) Program will be open September 1st, 2023 through September 15th, 2023. Applications will only be able to be submitted while the submission window is open; however, APPS will open August 1st to allow applicants to begin working on their applications for the 2024 4(d) Program season. Applicants are highly encouraged to complete their draft applications prior to the submission window.

4(d) Authorization Contacts

Mr. Lee Scheffler
CDFW Fisheries Branch
Lee.Scheffler@Wildlife.ca.gov
(916) 203-2570
 
Gary Rule
NOAA Fisheries West Coast Region
gary.rule@noaa.gov
(503) 230-5424

Federal ESA section 10(a)(1)(A)

To apply for Federal ESA section 10(a)(1)(A) authorizations, please contact:
Protected Resources Permits at NOAA Fisheries (Pacific marine and anadromous fish - see NOAA Endangered and Threatened Marine Species)
- OR -
U.S. Fish and Wildlife Service (all other fisheries species).

What other permit(s) might I need?

Freshwater Importation Permits

An Importation Permit is required to import most live aquatic plants and animals.

Permit Types

Permit Type Description Valid For
Standard Importation Permit Importing one shipment from one supplier One time use
Long-term Importation Permit Valid for multiple shipments from one supplier under the same conditions where the risk of introducing diseases, parasites, or undesirable species with the imported animals is very low One year

Fee Schedule

2025 Importation Type Cost
Standard $68.50
Long-Term $81.89

Applying for an Importation Permit

Completed applications may be mailed to:

Importation Permit Program
CDFW Fisheries Branch
P.O. Box 944209
Sacramento, CA 94244-2090

Note: Complete applications and fees must reach Fisheries Branch at least 10 business days prior to shipment.

Contact

Karen Mitchell, CDFW Fisheries Branch, InlandFisheriesRegs@wildlife.ca.gov

Reference

Title 14 §236(c)

Private Stocking Permits

A Private Stocking Permit is required for private transportation and stocking of live aquatic plants and animals in many waters of the State.

Where do I get fish?

Fish for private stocking may be purchased from a registered agriculturist. You may not lawfully stock your pond with fish taken under the provisions of a sport fishing license.

Species and Areas that do not require a Private Stocking Permit

The following species may be stocked in private ponds and the following permissible areas without a Private Stocking Permit.

Species
  • White Catfish
  • Channel Catfish
  • Blue Catfish
  • Largemouth Bass
  • Bluegill
  • Sacramento Perch
  • Rainbow Trout
  • Redear Sunfish
Permissible counties or portion of counties
  • Alameda
  • Amador1
  • Butte
  • Calaveras
  • Colusa
  • Contra Costa
  • El Dorado
  • Fresno2
  • Glenn
  • Imperial
  • Kern3
  • Kings
  • Lake4
  • Los Angeles
  • Madera2
  • Mariposa
  • Merced
  • Napa
  • Nevada1
  • Orange
  • Placer1
  • Riverside
  • Sacramento
  • San Benito
  • San Bernardino
  • San Diego
  • San Joaquin
  • Santa Barbara
  • Solano
  • Stanislaus
  • Sutter
  • Tehama
  • Tulare2
  • Tuolumne
  • Ventura
  • Yolo
  • Yuba

1West of Highway 49
2West of the national park and national forest boundaries
3Except in the Kern River drainage above Democrat Dam
4Except in the Eel River drainage

Fee Schedule

Permit Type Cost
Private Stocking Permit $61.03

Applying for a Private Stocking Permit

The Private Stocking Permit application (Form DFW 749) and information leaflet (Leaflet No. 6) can be found on the CDFW Aquaculture page under Regulations, Guidelines and Permit Applications.

Completed applications and appropriate fees can be submitted to the appropriate regional office based on stocking location:

Counties Region
Del Norte, Humboldt, Lassen, Mendocino, Modoc, Shasta, Siskiyou, Tehema, Trinity Northern Region (1)
601 Locust Street
Redding, Ca 96001
(530) 225-2300
Alpine, Amador, Butte, Calaveras, Colusa, El Dorado, Glenn, Lake, Nevada, Placer, Plumas, Sierra, Sutter, Yuba, Sacramento1, San Joaquin2, Yolo2
(1Portions within the North Central Region; 2North of I-80 and West of I-5)
North Central Region (2)
1701 Nimbus Road
Rancho Cordova, Ca 95670
(916) 358-2900
Alameda, Contra Costa, Marin, Napa, San Mateo, Santa Clara, Santa Cruz, San Francisco, Solano, Sonoma, Sacramento1, San Joaquin2, Yolo2
(1Portions within the Bay-Delta Region; 2South of I-80 and West of I-5)
Bay-Delta Region (3)
2825 Cordelia Road, Suite 100
Fairfield, CA 94534
(707) 428-2002
Fresno, Kern, Kings, Madera, Mariposa, Monterey, Merced, San Benito, San Luis Obispo, Stanislaus, Tulare, Tuolumne Central Region (4)
1234 East Shaw Avenue
Fresno, Ca 93710
(559) 243-4005
Los Angeles, Orange, San Diego, Santa Barbara, Ventura South Coast Region (5)
3883 Ruffin Road
San Diego, Ca 92123
(858) 467-4201
Imperial, Inyo, Mono, Riverside, San Bernardino Inland Deserts Region (6)
3602 Inland Empire Boulevard
Suite C-220, Ontario, Ca 91764
(909) 484-0167

Contact

Karen Mitchell, CDFW Fisheries Branch, Karen.Mitchell@wildlife.ca.gov

Reference

Title 14 §238.5, Fish & Game Code §6400 and §6401

Hatchery Fish or Egg Requests

Hatchery Fish or Egg Requests are required for obtaining hatchery fish, eggs, and/or any parts thereof for research and/or educational purposes

Before you apply

CDFW hatchery fish are raised with limited, dedicated funding. For this reason please consider the following prior to applying:

  • Anadromous Fish and Eggs
    Fish and eggs allocated for research are those produced in excess of the mitigation requirement of each anadromous hatchery; therefore, it is necessary to have all requests known prior to spawning (August 1st deadline below) to accommodate surpluses for research. Unforeseen circumstances (i.e, drought) may effect production at hatcheries and may compromise CDFW's ability to supply requested fish/eggs.
  • Trout and Inland Fish and Eggs
    Commercial sources of trout are available from registered private aquaculturists in California (PDF) and must be considered for the use of for-profit entities, or for research projects with dedicated funding.

Hatchery Request Deadlines

Species Submission Deadline
Trout/Inland Fish/Eggs/Parts Thereof Year Round
Anadromous Fish/Eggs/Parts Thereof August 1*

* Late submission cannot be accepted.

Do I still need an SCP or other research permit?

Refer to this flow chart to determine whether or not you will need other research permits in addition to your Hatchery Request:

Do I still need an SCP or other research permit? chart
Definitions:
Hatchery Fish - Any fish produced and raised in captivity
Natural Origin Fish - Any fish produced in the wild that is brought into the hatchery

Contact

To request hatchery fish, eggs, or parts thereof, contact:

Frank Riley, CDFW Fisheries Branch, Frank.Riley@wildlife.ca.gov, (916) 376-1722

Incidental Take Permit

An Incidental Take Permit (ITP) authorizes take (Fish & Game Code §86) of CESA listed species during construction, utility, transportation, and other infrastructure-related projects. More about Incidental Take Permits

Wildlife Species Permit

Take (Fish & Game Code §86) of birds, mammals, reptiles, amphibians, and terrestrial and vernal pool invertebrates is authorized through the Wildlife Diversity Program in CDFW's Wildlife Branch.

Fisheries Branch
Branch Chief: Jay Rowan
1010 Riverside Parkway, West Sacramento, CA 95605
Fisheries@wildlife.ca.gov